Payment for order flow - PDFSEARCH.IO - Document Search Engine

Payment for order flow
Results: 92

#	Item
71	Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to its Equity Options Payment for Order Flow Program Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-04 15:44:26 Financial system Options Clearing Corporation Philadelphia Stock Exchange Futures contract Short Stock market Fee NASDAQ Payment for order flow Financial economics Financial markets Finance
72	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Maintenance, Retention and Furnishing of Books, Records and Other Information Regarding Payment For Order Flow; Rel. No[removed], File Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-09 15:24:56 United States Securities and Exchange Commission Financial regulation Financial system Securities Exchange Act Payment for order flow U.S. Securities and Exchange Commission Federal Reserve System United States securities law Financial economics 73rd United States Congress
73	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its October 2005 Equity Options Payment for Order Flow Program; Rel. No[removed], File No. SR-Phlx[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-07 15:10:32 Agency law Payment for order flow Securities Futures contract Finance Stock market Fee Payment systems Financial economics Financial markets Financial system
74	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Program in Effect in September and October 2004; Rel. No[removed], File No. SR-Phlx[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-26 16:23:21 Self-regulatory organizations United States securities law Stock market United States Securities and Exchange Commission NASDAQ Philadelphia Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission Stock exchange Financial economics Investment Economy of the United States
75	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Payment for Order Flow Program; Rel. No[removed], File No. SR-Phlx[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-27 15:17:54 Finance Payment for order flow NASDAQ Philadelphia Stock Exchange Market maker Exchange-traded fund Futures contract Stock market Fee Financial economics Financial markets Investment
76	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-26 13:56:21 Financial markets Options Clearing Corporation NASDAQ Payment for order flow Stock market Exchange-traded fund Philadelphia Stock Exchange Futures contract Stock Financial economics Investment Finance
77	19 of 19 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE AMEX OPTIONS FEE SCHEDULE* Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-09 15:48:09 Economy of the United States Self-regulatory organizations Economics United States Payment for order flow Financial markets Market maker New York Stock Exchange
78	Exhibit 5 to SR-ISE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-09 13:38:29 Finance Fee Payment for order flow Market maker Order Financial markets Financial economics Investment
79	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-15 17:30:32 Financial economics Agency law Payment for order flow Securities Securities Exchange Act Payment Economics Business Financial markets
80	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]December 7, 2012 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pr Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-09 15:48:09 Finance Economy of the United States Stock market Market maker Securities Exchange Act Payment for order flow NASDAQ International Securities Exchange New York Stock Exchange Financial economics Financial markets Investment

UPDATE